Free ICMA SOFQ Exam Actual Questions

The questions for SOFQ were last updated On Jan 11, 2025

Question No. 1

A firm executing a securities trade in the capacity of agency broker intends:

Show Answer Hide Answer
Correct Answer: A

Question No. 2

A European country that has not adopted the Euro is:

Show Answer Hide Answer
Correct Answer: D

Question No. 3

Where the term 'Ordinary Shares' is used in the UK, the equivalent term in the US is:

Show Answer Hide Answer
Correct Answer: A

Question No. 4

The 'settlement cycle' within a securities market refers to the number of days:

Show Answer Hide Answer
Correct Answer: C

Question No. 5

A bond which pays no interest during its lifetime sand repays capital on its maturity date is known as:

Show Answer Hide Answer
Correct Answer: C