Free Finra Series-7 Exam Actual Questions

The questions for Series-7 were last updated On Mar 28, 2025

At ValidExamDumps, we consistently monitor updates to the Finra Series-7 exam questions by Finra. Whenever our team identifies changes in the exam questions,exam objectives, exam focus areas or in exam requirements, We immediately update our exam questions for both PDF and online practice exams. This commitment ensures our customers always have access to the most current and accurate questions. By preparing with these actual questions, our customers can successfully pass the Finra General Securities Representative ination (GS) exam on their first attempt without needing additional materials or study guides.

Other certification materials providers often include outdated or removed questions by Finra in their Finra Series-7 exam. These outdated questions lead to customers failing their Finra General Securities Representative ination (GS) exam. In contrast, we ensure our questions bank includes only precise and up-to-date questions, guaranteeing their presence in your actual exam. Our main priority is your success in the Finra Series-7 exam, not profiting from selling obsolete exam questions in PDF or Online Practice Test.

 

Question No. 1

What is represented by the net investment income of an open-end investment company?

Show Answer Hide Answer
Correct Answer: D

net income from dividend and interest paid on securities in the fund portfolio. This is the definition of net investment income, which excludes gains on sales of securities.


Question No. 2

CMOs are sold and priced based upon which of the following:

Show Answer Hide Answer
Correct Answer: A

expected average life. The average life of a CMO is the length of time that each dollar of invested principal is expected to remain outstanding. Pricing of CMOs is based upon this factor.


Question No. 3

The general purpose of the Securities Act of 1933 is to:

Show Answer Hide Answer
Correct Answer: C

provide for disclosure of information about new securities offerings. The 1933 act is primarily concerned with registration and disclosures relating to new securities.


Question No. 4

Under which of the following conditions are homeowners most likely to refinance existing mortgages?

Show Answer Hide Answer
Correct Answer: B

when interest rates fall. Homeowners are most likely to refinance when rates are lower than the past.


Question No. 5

Which of the following would be least useful to an analyst making a technical market report?

Show Answer Hide Answer
Correct Answer: D

predictions of recession in the economy. All of the other choices are technical market indicators. An economic forecast is ''fundamental'' market data.